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Mission, Policies, and Procedures
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Institutional Research and Assessment Coordination

Policy

In order to maximize the University’s research and assessment efforts, all University research and assessment* projects that collect student, alumni, faculty, and/or staff feedback will be coordinated through the Office of Institutional Research and Assessment.

The purpose of this policy is to optimize

  • the quality of research conducted;
  • the participation of our constituents in data collection efforts; and
  • the use of resources by combining, when appropriate, the research needs of individual units and the institution.

This policy does not replace the need for Institutional Review Board approval to conduct certain research and assessment projects.

* This does not include student ratings or course embedded assessments.

Procedure

To implement the Institutional Research and Assessment Coordination policy, the following procedures have been developed.

  1. A faculty/staff member undertaking a project that involves student, alumni, faculty, or staff feedback completes the online Institutional Research and Assessment Coordination Form.
  2. For assistance in completing the form, contact OIRA.
  3. Once a form has been submitted via the web, a confirmation notice of receipt will be sent.
  4. OIRA reviews the forms on a weekly basis and provides feedback to faculty/staff members. (See the Assessment procedural section for cases in which OIRA support is requested.)
  5. Projects moving forward will be added to the Syracuse University Data Collection Schedule and Six-Year Assessment Plan as appropriate.

Accreditation

Policy

Upon request OIRA will assist in the development and review of accreditation self-studies. This includes providing institutional data and supporting on-going efforts to assess learning outcomes.

Assessment

Policy

OIRA supports assessment undertaken by faculty and/or staff, within capacity, by providing the following services:

  • consultation to determine outcomes and assessment methods
  • instrument development
  • data collection, entry, and/or processing
  • data analysis and interpretation
  • reporting

These services are provided without cost (for exceptions, see Sponsored Programs and Sponsored Research policy statements). Other expenditures associated with assessment, such as material costs (letterhead, mailings, scan forms), incentives, processing of scan forms, and room rentals, are covered by the requesting department/unit.

Procedure

To implement the Assessment policy, the following procedures have been developed.

  1. A faculty/staff member undertaking a project that involves student, alumni, faculty, or staff feedback submits the online Institutional Research and Assessment Coordination Form.
  2. For assistance in completing the form, contact OIRA.
  3. Once a form has been submitted via the web, a confirmation notice of receipt will be sent.
  4. OIRA reviews the forms on a weekly basis and provides feedback to faculty/staff members.
  5. Projects moving forward will be added to the Syracuse University Data Collection Schedule and Six-Year Assessment Plan as appropriate.

Internal Research

Policy

OIRA conducts research on topics of importance to the University, such as retention and campus climate. Research topics are prioritized based on

  • the significance of the study for advancing institutional knowledge,
  • the potential usefulness of results for improvement, and
  • the availability of necessary resources.

National Research Studies

Policy

OIRA encourages the University’s involvement in national research studies in which faculty, staff, and/or students are asked to participate, such as the National Survey of Student Engagement. (Instruments that gather institutional data for reporting and rankings, such as U. S. News & World Report, are not national research studies. For more information, see the section on Reporting.)

National research studies are most beneficial when

  • the focus is aligned with the University’s vision,
  • the data provide the University with information that will be used for quality improvement,
  • the data are not already available,
  • the other participating institutions constitute an appropriate comparison group,
  • stakeholders have been consulted,
  • the methodology is sound, and
  • adequate resources are available to conduct the research.

OIRA must verify that these conditions are substantially met before the University commits to participation in a national research study.

Procedure

To implement the National Research Studies policy, the following procedures have been developed.

  1. A faculty/staff member recommending University participation in a national research study contacts the OIRA director.
  2. The requesting faculty/staff member or OIRA completes the National Research Study Participation Request.
  3. OIRA verifies that the conditions outlined in the National Research Studies policy are substantially met and makes a recommendation regarding the University’s participation.
  4. A study moving forward will be added to the Syracuse University Data Collection Schedule and Six-Year Assessment Plan.

Reporting

Policy

To ensure consistency in reporting, OIRA is the University’s official source of institutional data. OIRA coordinates the collection and reporting of data for a variety of external and internal purposes (e.g., U. S. News & World Report, New York State Education Department, and the Syracuse University Fact Book). OIRA is prepared to assist other offices in obtaining data necessary to complete additional reports for which they are responsible.

Sponsored Programs

Policy

Sponsored programs (e.g., HEOP, SSS) requesting OIRA’s assessment support are required to consult with OIRA prior to grant submission. OIRA will assist in the development of the assessment plan and budget based on the project scope and the approved fee schedule. A final copy of the grant proposal that includes the assessment budget should be provided to OIRA.

Sponsored Research

Policy

Many sponsored research proposals require assessment or evaluation plans. At the request of the principal investigator, OIRA may provide support in the development and the implementation of these plans. Consultation on the formation of an assessment plan based on measurable outcomes should occur early in the grant proposal process. If OIRA will partner on the implementation of the assessment plan, a budget will be created based on the approved OIRA fee schedule. A final copy of the grant proposal that includes the assessment budget should be provided to OIRA.

Principal investigators intending to collect data from students, faculty, and/or staff should review the policy on Institutional Research and Assessment Coordination.

Procedure

To implement the Sponsored Research policy, the following procedures have been developed.

  1. Assessment should be considered early in the grant proposal process as goals, objectives, outcomes, and activities are being developed. An effective assessment or evaluation plan is based on measurable outcomes; therefore, early consultation with OIRA is recommended to review readiness to develop an assessment plan.
  2. The faculty/staff member provides OIRA with the RFP guidelines and the proposed goals, objectives, outcomes, and activities. OIRA will consult with the faculty/staff member to develop an assessment plan in a format consistent with the RFP guidelines.
  3. If OIRA is to partner on the implementation of the assessment plan, OIRA will develop this portion of the budget based on the approved OIRA fee schedule. As a guideline, many funding agencies recommend committing 10% of the project budget to assessment.
  4. The faculty/staff member provides OIRA with a final copy of the grant proposal, and the assessment budget if applicable.
  5. The faculty/staff member contacts OIRA to report when a grant has been approved or denied, and if applicable, to discuss OIRA’s participation in the assessment.
  6. Funded projects will be added to the Syracuse University Data Collection Schedule and Six-Year Assessment Plan as appropriate.

 

 
       
Office of Institutional Research and Assessment
400 Ostrom Avenue • Syracuse, NY 13244-3250
Phone: (315) 443-8700 • Fax: (315) 443-1524 • E-mail: oira@syr.edu • Web: http://oira.syr.edu